Cs Executive Cracker Securities Laws & Capital Markets New Syllabus For June 2020 Exam By N S Zad

Key Highlights:

Fully solved questions of last 20 exams (including Dec. 2019 Exam)

Covers latest applicable provisions and amendments under the respective laws

Contents -

PART I SECURITIES LAWS

Securities Contracts (Regulation) Act, 1956

Securities & Exchange Board of India Act, 1992

Depositories Act, 1996

An Overview of the SEBI (Issue of Capital & Disclosure Requirements) Regulations, 2009

SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015

SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011

SEBI (Buy-Back of Securities) Regulations, 2018

SEBI (Delisting of Equity Shares) Regulations, 2009

SEBI (Share Based Employee Benefits) Regulations, 2014

SEBI (Issue of Sweat Equity) Regulations, 2002

Insider Trading

Mutual Funds

Collective Investment Schemes

SEBI (Ombudsman) Regulations, 2003

PART II CAPITAL MARKET & INTERMEDIARIES

Structure of Capital Market

Capital Market Instruments

Important Aspects of Primary Market

Securities Market Intermediaries

Solved Paper – CS Executive (New syllabus) – December 2019

About the Author

Shri N S Zad obtained his Commerce degree from Shivaji University of Kolhapur and cleared CS Final Exam in June 2005 held by Institute of Company Secretary of India. He is in teaching line from last 10 years and has vast teaching experience for various professional courses like CA, CS & CWA at IPCC/Executive & Final level. He has practical experience for working with medium and large size organizations and firm of practicing company secretaries.

Currently he is working as “Course Director for CS & CWA” in Excellent Professional Academy Pvt. Ltd., Pune. He teaches all the subjects for CS Executive & Final level. He is founder director of Zads Professional Academy at Satara. Considering needs of CS students he is writing books for other subjects of CS Executive level.