CS Executive Securities Laws and Capital Market CS Executive For Dec. 2019 New Syllabus By CS Rajnish Kumar

This Book is useful for cs executive New syllabus students Appearing in Dec. 2019 Exam

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General Information:
  • Publication: Commercial
  • Cover: Paperback
  • Language: English
  • ISBN Number: 9788194240495
  • Edition: 11th, 2019
  • Useful For: Cs Executive New syllabus

Highlights   -

Easy Language to the beginners of law,

Flow Chart based Book (i.e. No Teacher Required for learning law),

Inclusion of Important and Relevant case laws,

Inclusion of Examples/case studies,

Inclusion of Notes & Special Note for more clarity

Contents  -

Part I - Securities Law (70 Marks)


Securities Contracts (Regulation) Act, 1956

Securities and Exchange Board of India Act, 1992

Depositories Act, 1996

An Overview of SEBI (ICDRs) Regulations, 2009

An Overview of SEBI (LODRs) Regulations, 2015

An Overview of SEBI (SAST) Regulations, 2011

SEBI (Buy-Back of Securities) Regulations, 1998

SEBI (Delisting of Equity Shares) Regulations, 2009

SEBI (Share Based Employee Benefits) Regulations 2014 An Overview

SEBI (Issue of Sweat Equity) Regulations, 2002 An Overview

SEBI (Prohibition of Insider Trading) Regulations, 2015

Mutual Funds

Collective Investment Schemes

SEBI (Ombudsman) Regulations, 2003


PART II – Capital Market and Intermediaries


Structure of Capital Market

Capital Market Intermediaries


Annexure -

Case Laws from ICSI Module

How to Write Best Answers

Glossary

ICSI TEST Paper

Questions of Previous Exams with Hints